Allied Gaming & Entertainment (AGAE) Registration Filing summary

Offering details and pricing

• Registration covers up to 6,000,000 shares of common stock, a warrant to purchase up to 6,000,000 shares, and up to 6,000,000 shares issuable upon exercise of the warrant, all related to a PIPE transaction.

• Securities are to be offered and resold by a selling securityholder as soon as practicable after the effective date.

• The minimum consideration for warrant exercise is $1.80 per share.

• Estimated total expenses for the offering are $17,121.97, including SEC, legal, and accounting fees.

Management team and governance

• CEO and principal executive officer is Yinghua Chen; Roy Anderson serves as CFO.

• Board includes multiple directors, with signatures provided for each as of November 15, 2024.

Risk factors and disclosures

• Indemnification for directors and officers is provided under Delaware law, with limitations for breaches of loyalty, bad faith, or unlawful acts.

• Bylaws extend indemnification to directors, officers, employees, and agents for actions taken in good faith.

• General liability insurance is maintained for directors and officers.

• SEC notes that indemnification for Securities Act liabilities may be unenforceable as against public policy.