Gladstone Investment (GAIN) Proxy filing summary

Executive summary

• Annual Meeting of Stockholders scheduled for August 6, 2026, to be held virtually.

• Stockholders are encouraged to vote in advance to ensure quorum and reduce solicitation costs.

• Multiple voting methods are available: online, phone, QR code, and mail.

Voting matters and shareholder proposals

• Proposal to elect directors will be presented for shareholder approval.

• Proposal to authorize issuance of common stock below net asset value (NAV), not exceeding 25% of outstanding shares, is up for vote.

• No immediate plans to issue shares below NAV, but approval sought for future flexibility.

Shareholder rights and capital structure

• Authorization sought to issue shares below NAV to provide flexibility for future capital needs.

• Issuance of shares below NAV limited to 25% of outstanding common stock prior to each sale.