Oxford Square Capital (OXSQ) Proxy Filing summary

Executive summary

• The 2024 Annual Meeting is scheduled for August 23, 2024, at the company's headquarters in Greenwich, CT, with stockholders of record as of June 28, 2024, eligible to vote.

• Key proposals include electing two directors for three-year terms and ratifying PricewaterhouseCoopers LLP as the independent auditor for 2024.

• Voting can be done in person, by proxy, or electronically, with detailed instructions provided to all stockholders.

• The board unanimously recommends voting in favor of both proposals.

Voting matters and shareholder proposals

• Proposal 1: Election of Jonathan H. Cohen and George Stelljes III as directors for terms expiring in 2027.

• Proposal 2: Ratification of PricewaterhouseCoopers LLP as independent auditor for the fiscal year ending December 31, 2024.

• Stockholders may submit proposals for the 2025 annual meeting between March 14, 2024, and April 13, 2024, following SEC and bylaw requirements.

• No other business or nominees are expected at the meeting.

Board of directors and corporate governance

• The board consists of five directors with staggered three-year terms; independence is reviewed annually per NASDAQ and 1940 Act standards.

• Board committees include Audit, Valuation, Nominating and Corporate Governance, and Compensation, all composed solely of independent directors.

• Board diversity is disclosed per NASDAQ rules, but demographic data is not collected during director selection.

• The board conducts annual self-evaluations and encourages direct stockholder communication.