PhenixFIN (PFX) Proxy filing summary

Executive summary

• The 2025 Annual Meeting will be held virtually on March 12, 2025, with shareholders able to vote and submit questions online.

• Shareholders of record as of January 13, 2025, are entitled to vote on key proposals, including director election, auditor ratification, and executive compensation.

• The Board encourages advance voting and provides multiple methods for proxy submission, including online, phone, and mail.

Voting matters and shareholder proposals

• Proposals include electing one director for a three-year term, ratifying KPMG LLP as auditor for FY2025, and an advisory vote on executive compensation.

• The Board unanimously recommends voting FOR all proposals.

• Shareholders may submit proposals for the 2026 meeting between August 30 and October 29, 2025.

Board of directors and corporate governance

• The Board is classified into three staggered terms; Arthur S. Ainsberg is nominated for re-election as Class II director.

• Four directors are independent; the Chairman is also the CEO and an interested person under the 1940 Act.

• Committees include Audit, Nominating and Corporate Governance, and Compensation, all composed of independent directors.

• The Board regularly reviews governance policies and risk oversight practices.