Rubico (RUBI) Registration Filing summary

Management team and governance

• Board and executive team includes CEO, CFO, and multiple directors, with signatures from Kalliopi Ornithopoulou (CEO, President, Chairwoman), Nikolaos Papastratis (CFO, Secretary), Aristovoulos Christinis, George Xiradakis, and George M. Daskalakis.

• U.S. authorized representative is Puglisi & Associates, signed by Donald J. Puglisi.

Risk factors and disclosures

• Indemnification for directors and officers is provided under the bylaws and Marshall Islands law, covering actions taken in good faith and in the best interests of the corporation.

• Insurance may be purchased to cover liabilities for directors and officers.

• SEC may consider some indemnification provisions unenforceable as against public policy.

Offering details and pricing

• Registration statement filed for public offering of securities, with the sale to commence as soon as practicable after effectiveness.

• Recent private placement: 75,000 Common Shares sold at $20.00 per share for $1.5 million, with lock-up restrictions for 45 days post-listing.