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Siebert Financial (SIEB) investor relations material
Siebert Financial Proxy filing summary
Complete event summary combining all related documents: earnings call transcript, report, and slide presentation.Executive summary
Annual meeting scheduled for November 18, 2026, at 1:00 p.m. ET, with virtual attendance; voting closes November 17, 2026, at 11:59 p.m. ET.
Voting matters and shareholder proposals
Shareholders are asked to elect seven directors: John J. Gebbia, Charles A. Zabatta, Francis V. Cuttita, Andrew H. Reich, Hocheol Shin, Lewis W. Solimene, Jr., and John M. Gebbia; the board recommends voting For.
Shareholders are asked to ratify Crowe LLP as independent registered public accounting firm for FY2026; the board recommends voting For.
- Seven director elections and Crowe ratification amid concentrated family control.SIEB
Proxy filing - Revenue growth was outweighed by lower interest income and sharply higher expenses.SIEB
Q4 2025 - FY24 revenue and net income grew, but higher compensation weighed on operating income.SIEB
Q4 2024 - A $9.2M unrealized equity gain lifted Q1 earnings, but faces sharp valuation risk.SIEB
Q1 2025 - Higher trading revenue lifted earnings; tech spending and control remediation remain priorities.SIEB
Q2 2024 - Revenue growth and securities lending gains were offset by higher costs and lower Q3 earnings.SIEB
Q3 2025 - Q1 swung to a $1.97M loss as lower interest revenue and higher costs offset business-line growth.SIEB
Q1 2026 - Proxy seeks approval for expanded equity plan, seven directors, executive pay and Crowe.SIEB
Proxy filing - Q3 earnings grew on stronger markets and interest revenue, alongside platform investment and control remediation.SIEB
Q3 2024
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