AIM ImmunoTech (AIM) Registration Filing summary
Event summary combining transcript, slides, and related documents.
Registration Filing summary
10 Feb, 2026Offering details and pricing
Rights offering of up to 12,000 units, each unit includes one share of Series G Convertible Preferred Stock and 1,666 Class G Common Stock Purchase Warrants, at $1,000 per unit, with a subscription period from February 11 to February 27, 2026, extendable by up to 60 days.
Each share of Series G Preferred Stock is convertible into common stock at a conversion price to be set, and each warrant is exercisable for one share of common stock at an exercise price to be set, expiring five years from issuance.
Subscription rights are non-transferable and distributed to holders of record as of February 4, 2026, with an over-subscription privilege for holders who fully exercise their basic rights, subject to a 19.99% ownership cap.
If demand exceeds supply, units are allocated pro rata among exercising holders; excess payments are returned without interest.
Use of proceeds and capital allocation
Net proceeds from the rights offering will be used as described in the prospectus under "Use of Proceeds."
Underwriters and syndicate
Maxim Group LLC is the exclusive dealer-manager for the rights offering, receiving an 8% cash fee on gross proceeds and up to $125,000 for fees and expenses.
Broadridge Corporate Issuer Solutions, LLC acts as subscription and information agent; Equiniti Trust Company, LLC is the warrant agent.
Latest events from AIM ImmunoTech
- Ampligen extends survival in pancreatic cancer and is advancing toward a pivotal Phase 3 trial.AIM
Virtual Investor Closing Bell19 Feb 2026 - Ampligen demonstrates strong survival and quality of life benefits in late-stage pancreatic cancer.AIM
Corporate Connect Webinar Series11 Feb 2026 - Rights offering seeks up to $12M for clinical trials, with significant dilution and compliance risks.AIM
Registration Filing29 Jan 2026 - Rights offering targets $12M for clinical trials and debt, with significant dilution and listing risks.AIM
Registration filing25 Jan 2026 - Q2 net loss narrowed 63% as clinical programs advanced and $10.1M cash supports milestones.AIM
Q2 202423 Jan 2026 - Ampligen plus durvalumab achieves over 60% six-month disease stabilization in metastatic pancreatic cancer.AIM
Maxim Group’s 2024 Healthcare Virtual Summit19 Jan 2026 - Net loss narrowed 53% in Q3 2024; clinical progress and cost cuts offset liquidity risks.AIM
Q3 202413 Jan 2026 - Clinical pipeline advances, expenses down, and NYSE listing prioritized amid ongoing trials.AIM
Q4 202425 Dec 2025 - Board elections, auditor ratification, and executive pay proposals were voted on; results pending.AIM
AGM 202519 Dec 2025