Registration Filing
Logotype for AIM ImmunoTech Inc

AIM ImmunoTech (AIM) Registration Filing summary

Event summary combining transcript, slides, and related documents.

Logotype for AIM ImmunoTech Inc

Registration Filing summary

10 Feb, 2026

Offering details and pricing

  • Rights offering of up to 12,000 units, each unit includes one share of Series G Convertible Preferred Stock and 1,666 Class G Common Stock Purchase Warrants, at $1,000 per unit, with a subscription period from February 11 to February 27, 2026, extendable by up to 60 days.

  • Each share of Series G Preferred Stock is convertible into common stock at a conversion price to be set, and each warrant is exercisable for one share of common stock at an exercise price to be set, expiring five years from issuance.

  • Subscription rights are non-transferable and distributed to holders of record as of February 4, 2026, with an over-subscription privilege for holders who fully exercise their basic rights, subject to a 19.99% ownership cap.

  • If demand exceeds supply, units are allocated pro rata among exercising holders; excess payments are returned without interest.

Use of proceeds and capital allocation

  • Net proceeds from the rights offering will be used as described in the prospectus under "Use of Proceeds."

Underwriters and syndicate

  • Maxim Group LLC is the exclusive dealer-manager for the rights offering, receiving an 8% cash fee on gross proceeds and up to $125,000 for fees and expenses.

  • Broadridge Corporate Issuer Solutions, LLC acts as subscription and information agent; Equiniti Trust Company, LLC is the warrant agent.

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