Alliance Entertainment (AENT) Registration filing summary

Company overview and business model

• Operates as a global wholesaler and distributor of collectibles, physical media, entertainment products, hardware, and accessories, connecting major manufacturers with leading retail partners worldwide.

• Maintains over 340,000 SKUs, including vinyl records, video games, CDs, DVDs, Blu-Rays, and collectibles, serving more than 70 countries.

• Runs a portfolio of owned e-commerce brands and provides technology platforms for secure, scalable distribution and product authentication.

• Acts as a value-added distributor and back-office provider for major retailers, leveraging EDI and logistics infrastructure.

Use of proceeds and capital allocation

• Proceeds from warrant exercises will be used for general corporate purposes, with broad discretion over allocation.

• No proceeds will be received from the sale of shares, Private Warrants, or Underwriter Warrants by selling securityholders.

Risk factors and disclosures

• Faces risks including market acceptance, supply chain disruptions, dependence on key suppliers/customers, significant indebtedness, litigation, regulatory changes, economic factors, cybersecurity threats, and challenges in retaining key personnel.

• Operates in a rapidly changing and competitive environment, with risks that could materially affect future results.