Horizon Finance (HRZN) Proxy Filing summary

Executive summary

• Special Meeting of Stockholders scheduled for February 21, 2025, to vote on a new investment management agreement.

• The new agreement follows a change in control of the current investment adviser due to Wendel SE acquiring a 75% equity interest in Monroe.

• Board recommends approval, citing continuity in investment professionals, new capital for growth, and enhanced fundraising capabilities.

Voting matters and shareholder proposals

• Stockholders are asked to approve a new investment management agreement with Horizon Technology Finance Management LLC.

• Board strongly urges all stockholders to vote to ensure quorum and avoid adjournment.

• Multiple voting methods are available: online, phone, mail, and QR code.

Board of directors and corporate governance

• Board believes the new agreement is in the best interests of the company and its stockholders.

• No anticipated changes to the investment professionals managing the company.