LightPath Technologies (LPTH) Registration Filing summary

Management team and governance

• President and CEO is Shmuel Rubin, who also serves as a director and principal executive officer.

• Albert Miranda serves as Chief Financial Officer and principal financial and accounting officer.

• Board includes M. Scott Faris (Chair), Kim Crider, S. Eric Creviston, Thomas Ellis, Joseph Menaker, and Darcie Peck as directors.

Offering details and pricing

• Registration statement filed on Form S-3 for a proposed public offering to be made from time to time after effectiveness.

• Filing is a pre-effective amendment to update disclosures and file auditor consents.

• Registrant is a non-accelerated filer and a smaller reporting company.

Underwriters and syndicate

• Legal counsel for the offering is Baker & Hostetler LLP.