Oxford Lane Capital (OXLC) Proxy Filing summary

Executive summary

• The 2025 Annual Meeting is scheduled for October 24, 2025, at the company’s headquarters, with provisions for possible remote participation if needed.

• Stockholders of record as of August 27, 2025, are eligible to vote on director elections and any other business properly brought before the meeting.

• Voting can be conducted via Internet, telephone, mail, or in person, with detailed instructions provided to all stockholders.

• A 1-for-5 reverse stock split was approved, effective September 5, 2025, subject to final confirmation.

Voting matters and shareholder proposals

• Two director positions are up for election: one by all stockholders (Jonathan H. Cohen) and one by preferred stockholders only (Mark J. Ashenfelter), each for a three-year term.

• The board unanimously recommends voting “FOR” both director nominees.

• Stockholder proposals for the 2026 annual meeting must be received by May 7, 2026, and comply with SEC and bylaw requirements.

Board of directors and corporate governance

• The board consists of five members with staggered three-year terms; current nominees and directors bring diverse legal, financial, and executive experience.

• Mark J. Ashenfelter serves as independent Chairman; regular executive sessions and committee meetings are held.

• The board conducts annual self-evaluations and reviews director independence per NASDAQ and 1940 Act standards.

• No compensation committee exists as executive officers do not receive direct compensation from the company.