Trio Petroleum (TPET) Registration Filing summary

Management team and governance

• Principal executive offices located in Bakersfield, CA, with Robin Ross as CEO and principal executive officer.

• Greg Overholtzer serves as CFO and principal financial/accounting officer.

• Additional key officers include Stan Eschner (Vice Chairman), Terry Eschner (President), Steven Rowlee (COO), William J. Hunter (Director), John Randall (Director), and Thomas J. Pernice (Director).

• Directors and officers have entered into indemnification agreements, and the company maintains liability insurance for them.

Risk factors and disclosures

• Certificate of incorporation eliminates personal liability of directors for monetary damages except as prohibited by Delaware law.

• Indemnification is provided for directors and officers acting in good faith and in the company's best interests, with certain exceptions.

• Underwriting agreements will require underwriters to indemnify the company and its officers/directors under certain conditions.

Offering details and pricing

• Registration statement filed on Form S-3 for the issuance of securities from time to time, including debentures, notes, bonds, or other evidences of indebtedness.

• Securities may be offered on a delayed or continuous basis under Rule 415.

• Estimated SEC registration fee is $14,760 and FINRA filing fee is $15,500; other expenses are not specified.