LightPath Technologies (LPTH) Registration Filing summary

Company overview and business model

• Operates globally with facilities in the US, China, and Latvia, focusing on photonics and infrared imaging solutions.

• Product groups include infrared and visible components, assemblies and modules, and engineering services.

• Recent acquisitions (Visimid Technologies and G5 Infrared) expanded capabilities in thermal imaging, night vision, and cooled infrared camera systems.

• Proprietary BlackDiamond glass materials offer alternatives to Germanium, addressing supply chain risks and enhancing performance.

• Engages in funded development contracts with US DoD and other agencies to qualify new materials for defense and security applications.

Financial performance and metrics

• Raised $8.0 million in a private placement by selling 1,600,000 shares at $5.00 per share, before offering expenses.

• As of September 26, 2025, 44,670,213 shares of Class A Common Stock were outstanding.

• 4,523,471 warrants outstanding with an exercise price of $2.58 per share, expiring February 18, 2031.

Use of proceeds and capital allocation

• Will not receive any proceeds from the resale of shares by selling stockholders; all proceeds go to the selling stockholders.

• Proceeds from the original private placement were received by the company and used prior to this registration.