Rocky Mountain Chocolate Factory (RMCF) Registration filing summary

Company overview and business model

• International franchisor, confectionery producer, and retail operator founded in 1981 and headquartered in Colorado.

• Operates a network of franchised, licensed, and company-owned stores in 34 states and the Philippines.

• Revenue streams include product sales to franchisees and third parties (71% in FY 2026), company-owned store sales (7%), and franchise fees/royalties (22%).

• Principal competitive advantages are brand recognition, product quality, in-store experience, and franchise support infrastructure.

• Specialty Markets channel includes wholesale, fundraising, corporate sales, e-commerce, and private label.

Financial performance and metrics

• Market value of common stock held by non-affiliates was approximately $18.8 million as of May 6, 2026.

• Nearly all revenues in FY 2026 were domestic, with less than 1% from international sources.

• The company qualifies as a smaller reporting company under SEC rules.

Use of proceeds and capital allocation

• Net proceeds from securities sales will be used for general corporate purposes, including capital expenditures, debt repayment, acquisitions, business expansion, and working capital.

• No current agreements for acquisitions or capital expenditures as of the filing date.

• Proceeds may be temporarily invested in short-term, interest-bearing instruments.